REGULATORY INFORMATION
- Individuals Client Registration Form for KYC Registration Agency – Mandatory
- Non-Individuals Client Registration Form for KYC Registration Agency – Mandatory
- With an aim to simplify and rationalize the account opening process SEBI vide circular no. CIR/MIRSD/16/2011 dated August 22, 2011 has replaced all the client-broker agreements, with the ‘Rights and Obligations’ document, which shall be mandatory. Hence as per the norms the necessary amendments to the relevant bye-laws, rules and regulations has been implemented by us to achieve uniformity in approach
- Additional documents in case of trading in derivatives segments – illustrative list:
- Copy of ITR Acknowledgment
- Copy of Annual Accounts
- In case of salary income - Salary Slip, Copy of Form 16
- Networth Certificate
- Bank account statement of last 6 months.
- Copy of demat account Holding statement.
- Any other relevant documents substantiating ownership of assets.
- Self declaration with relevant supporting documents.
* In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client from time to time.
Click below for "Document forming Integral part of Client Registration Form"
- Sunidhi Securities & Finance Ltd-Trading Member - Click Here
- Sunidhi Securities & Finance Ltd- Depository Participant - Click Here
- Sunidhi Commodities Pvt. Ltd. - Click Here
- Anti Money Policy - Click Here
Rights and Obligations of Members, Authorized Persons and Clients, Risk Disclosure Document and Guidance Note - Do’s And Don’ts For The Clients in Vernacular Language