Stock broking | Retail equity brokers | Sunidhi Securities & Finance

REGULATORY INFORMATION

  • Individuals Client Registration Form for KYC Registration Agency – Mandatory
  • Non-Individuals Client Registration Form for KYC Registration Agency – Mandatory
  • With an aim to simplify and rationalize the account opening process SEBI vide circular no. CIR/MIRSD/16/2011 dated August 22, 2011 has replaced all the client-broker agreements, with the ‘Rights and Obligations’ document, which shall be mandatory. Hence as per the norms the necessary amendments to the relevant bye-laws, rules and regulations has been implemented by us to achieve uniformity in approach
  • Additional documents in case of trading in derivatives segments – illustrative list:
    • Copy of ITR Acknowledgment
    • Copy of Annual Accounts
    • In case of salary income - Salary Slip, Copy of Form 16
    • Networth Certificate
    • Bank account statement of last 6 months.
    • Copy of demat account Holding statement.
    • Any other relevant documents substantiating ownership of assets.
    • Self declaration with relevant supporting documents.
* In respect of other clients, documents as per risk management policy of the stock broker need to be provided by the client from time to time.
Click below for "Document forming Integral part of Client Registration Form"
  • Sunidhi Securities & Finance Ltd. - Click Here
  • Sunidhi Commodities Pvt. Ltd. - Click Here

Rights and Obligations of Members, Authorized Persons and Clients, Risk Disclosure Document and Guidance Note - Do’s And Don’ts For The Clients in Vernacular Language

English
Assamese Bengali Gujrati Hindi Kannada
Kashmiri Konkani Malyalam Marathi Oriya
Punjabi Sindhi Tamil Telegu Urdu
Attention Investors:

"Prevent unauthorised transactions in your trading / demat account --> Update your mobile numbers/email IDs with your stock brokers / Depository Participant. Receive information of your transactions directly from Exchange / CDSL on your mobile/email at the end of the day.......... Issued in the interest of Investors"
"No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."
“Update Email ids, Mobile numbers, correct Bank account details as per Regulatory requirement to enable smooth electronic transactions alongwith details of Aadhar number with a copy of Aadhar Card to link the demat account with Aadhar”
" Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020 | Update your mobile number & email Id with your Stock Broker/Depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | Pay 20% upfront
margin of the transaction value to trade in cash market segment. | Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020, BSE Notice No. 20200205-42 dated 5 February 2020, MCX circular
MCX/INSP/635/2020 dated September 01, 2020 and other guidelines issued from time to time in this regard. | Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors"

"KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

SEBI Regn. Nos.- BSE/NSE/MSEI: INZ000169235 | CDSL DP: IN-DP-CDSL-114-2000 | Member of FEDAI    Sunidhi Commodities Pvt. Ltd. : MCX Membership No.: 10100 | NCDEX Membership No.: 00071 | NSEL CM ID: 11970 | ACE Member ID: 6165

World Investor Week November 23-29, 2020 being celebrated under the aegis of IOSCO and SEBI”

A: 8th Floor, Kalpataru Inspire, Opp. Grand Hyatt Hotel, Santacruz (E), Mumbai - 400 055
P: +91 22 66771593 / 33222593
E: info@sunidhi.com
Copyright © 2018 Sunidhi Securities & Finance Ltd. All rights reserved.
Powered by CMOTS Infotech (ISO 9001:2015 certified)
×
Let's Chat
close
refresh